Publication Ethics Policy
Insights in Biology and Medicine maintains the highest standards of publication ethics and integrity. This comprehensive policy outlines our commitment to ethical publishing practices, defines the responsibilities of all stakeholders, and establishes procedures for addressing ethical concerns. Our policy aligns with international standards and best practices in scholarly publishing.
Policy Framework and Compliance
Ethical Standards Framework
Our publication ethics policy is built upon internationally recognized guidelines and standards:
Primary Reference Guidelines
- COPE (Committee on Publication Ethics): Core practices, flowcharts, and case guidelines
- ICMJE (International Committee of Medical Journal Editors): Recommendations for medical journals
- WAME (World Association of Medical Editors): Editorial policies and best practices
- DOAJ (Directory of Open Access Journals): Standards for open access publishing
- Declaration of Helsinki: Ethical principles for medical research
- Singapore Statement on Research Integrity: Global standards for research conduct
Editorial Responsibilities and Integrity
Editorial Independence and Decision Making
Editors maintain complete independence and make decisions based solely on academic merit:
Editorial Autonomy
- Decisions made independently of publisher, commercial, or political interests
- Evaluation based exclusively on intellectual content and methodological rigor
- Transparent editorial processes with clear communication to authors
- Protection against external influence on editorial decisions
Confidentiality and Privacy
- Protection of author identities and manuscript content during review
- Maintenance of reviewer anonymity throughout the process
- Secure handling of personal information and research data
- Prevention of unauthorized access to submission materials
Conflict of Interest Management
Editors must declare and manage potential conflicts according to established protocols:
Conflict Category | Examples | Required Action | Documentation |
---|---|---|---|
Personal Relationships | Family members, close personal friends, romantic relationships | Immediate recusal from handling | Declaration in conflict log |
Professional Collaborations | Current research collaborators, recent co-authors (past 3 years) | Declaration and potential reassignment | Annual disclosure statement |
Financial Interests | Stock ownership, consulting relationships, research funding | Mandatory disclosure and recusal | Financial disclosure form |
Academic Competition | Direct competitors in same research area, institutional rivalries | Assessment of objectivity, potential reassignment | Case-by-case documentation |
Author Responsibilities and Ethical Standards
Originality and Academic Integrity
Authors must ensure the complete integrity of their submissions:
Authorship Criteria and Contributions
We strictly adhere to ICMJE authorship criteria. All authors must meet all four conditions:
- Substantial contributions to conception, design, execution, data acquisition, analysis, or interpretation
- Drafting or critical revision of the article for important intellectual content
- Final approval of the version to be published
- Agreement to be accountable for all aspects of the work
Data Integrity and Research Transparency
Authors bear ultimate responsibility for research integrity and transparency:
Data Management Standards
- Present accurate, complete, and objective interpretation of research findings
- Provide sufficient methodological detail to permit replication
- Retain raw data for minimum 5 years post-publication
- Make data available upon reasonable request for verification
- Deposit data in appropriate repositories following FAIR principles
- Include data availability statements in all research articles
Reviewer Responsibilities and Ethical Conduct
Constructive and Ethical Peer Review
Reviewers play a vital role in maintaining publication quality and integrity:
Review Standards and Expectations
- Provide objective, constructive, and unbiased assessments
- Complete reviews within agreed timeframe (21 days standard)
- Maintain strict confidentiality of review process and content
- Declare conflicts of interest immediately upon invitation
- Identify relevant published work not properly cited
- Focus criticism on academic content, not personal attributes
Research Integrity and Ethical Compliance
Human Subjects Research Ethics
Research involving human participants must demonstrate comprehensive ethical compliance:
Animal Research Ethics
Studies involving animals must provide evidence of ethical treatment and compliance:
Requirement | Documentation Needed | Applicable Standards | Reporting Guidelines |
---|---|---|---|
Ethical Approval | Institutional animal care committee approval number | AAALAC, national animal welfare guidelines | ARRIVE 2.0 guidelines |
Welfare Standards | Description of adherence to 3Rs (Replace, Reduce, Refine) | Animal Welfare Act, EU Directive 2010/63 | NC3Rs guidelines |
Housing and Care | Details of housing conditions, enrichment, veterinary care | Species-specific care guidelines | Journal-specific requirements |
Euthanasia Methods | Description of humane euthanasia procedures | AVMA euthanasia guidelines | Methodology section detail |
Comprehensive Conflict of Interest Management
Systematic Disclosure Requirements
All participants in the publication process must disclose potential conflicts:
Financial Conflicts
- Employment, consulting, or advisory relationships
- Stock ownership, stock options, or equity interests
- Patent applications, registrations, or royalties
- Research funding, grants, or contracts
- Travel grants, honoraria, or speaking fees
- Board membership or fiduciary roles
Non-Financial Conflicts
- Personal relationships (family, friends, romantic)
- Academic competition or rivalries
- Intellectual passion or advocacy positions
- Political, ideological, or religious beliefs
- Institutional affiliations or loyalties
- Previous publication disagreements
Ethical Violations Investigation and Sanctions
Comprehensive Investigation Process
All ethical concerns are formally documented, acknowledged within 24 hours, and assigned a unique case number. Concerns can be submitted via email to [email protected] or through our secure online reporting system.
The Editor-in-Chief conducts preliminary assessment to determine validity, severity, and urgency of concerns. Cases are categorized as minor, moderate, or severe based on potential impact.
For moderate to severe allegations, an ad-hoc ethics committee is formed with relevant expertise, diversity of perspective, and confirmed absence of conflicts. External experts may be consulted for complex cases.
All relevant documentation is systematically collected, including manuscript versions, communications, original data, reviewer comments, and expert opinions. Digital forensics may be employed when appropriate.
All involved parties are provided opportunity to respond to allegations. Interviews may be conducted, and additional evidence may be requested from authors, reviewers, or institutions.
The committee evaluates all evidence and makes recommendations for appropriate actions, which may include corrections, expressions of concern, retractions, or sanctions against involved parties.
Decisions are implemented, all parties are formally notified of outcomes, and public notices are issued when appropriate. Indexing services and databases are updated as needed.
Cases are formally closed with comprehensive documentation maintained for 10 years. Lessons learned are incorporated into policy updates and staff training.
Structured Sanctions Framework
Level 1: Minor Infractions
Examples: Inadequate citation, minor text overlap, improper quotation, unintentional duplicate submission
Actions: Require citation correction, author education, warning letter, manuscript rejection
Duration: Immediate implementation, no long-term consequences
Level 2: Moderate Infractions
Examples: Substantial paraphrasing without attribution, mosaic plagiarism, undeclared conflicts of interest, data manipulation
Actions: Manuscript rejection, temporary publishing ban (1-2 years), notification to institution, mandatory ethics training
Duration: 1-2 year restrictions, case review for reinstatement
Level 3: Severe Infractions
Examples: Verbatim copying, idea theft, duplicate publication, authorship misconduct, serious data integrity issues
Actions: Immediate retraction, permanent publishing ban, notification to all authors' institutions, reporting to national bodies
Duration: Permanent restrictions, comprehensive institutional notification
Level 4: Egregious Infractions
Examples: Systematic plagiarism, data fabrication, paper mill involvement, serious ethical violations in research conduct
Actions: Comprehensive retraction, permanent ban, reporting to regulatory authorities, legal action consideration, public disclosure
Duration: Permanent ban with widespread notification and potential legal consequences
Corrections, Retractions, and Expressions of Concern
Correction Policy Implementation
We publish corrections when errors affect interpretation but don't invalidate conclusions:
Correction Type | Applicable Situation | Initiation Process | Publication Format |
---|---|---|---|
Erratum | Publisher-introduced errors in production or publishing | Journal-initiated, author-notified | Linked to original article, clearly labeled |
Corrigendum | Author-introduced errors affecting interpretation | Author-initiated, editor-approved | Linked to original article, author responsibility |
Addendum | Additional information, clarification, or update | Author-initiated, editor-reviewed | Supplementary publication, linked to original |
Retraction Policy Standards
Articles are retracted for serious ethical breaches or invalid results following COPE guidelines:
Data and Image Integrity Standards
Image Manipulation and Presentation Ethics
We maintain rigorous standards for image presentation and prohibit inappropriate manipulation:
Permitted Image Adjustments
- Minor brightness/contrast adjustments applied equally across entire image
- Cropping to remove irrelevant areas while maintaining data context
- Color space conversions for consistency across figures
- Size adjustments maintaining original resolution and aspect ratio
- Grouping of related images with clear demarcation
Prohibited Image Manipulations
- Selective enhancement, obscuring, or deletion of specific features
- Addition, removal, or moving of elements within images
- Cloning, duplication, or splicing without clear indication
- Misrepresentation of composite images as single captures
- Inappropriate filtering that alters data interpretation
- Reuse of images from previous publications without permission
Appeals, Complaints, and Whistleblower Protection
Formal Appeal Procedure
Authors may appeal editorial decisions or ethical determinations within 30 days by submitting formal appeal with detailed justification, new evidence, and point-by-point response to original decision.
Appeals are reviewed by committee not involved in original decision, including external experts when appropriate. Committee assesses fairness, consistency, and any new information.
Committee may conduct additional analysis, consult technical experts, employ statistical review, or seek third-party verification of claims.
Appeal committee makes binding decision, which may uphold, modify, or overturn original determination. Comprehensive explanation provided to appellants.
Whistleblower Protection and Confidentiality
We provide robust protection for individuals who report ethical concerns in good faith:
- Strict confidentiality for whistleblower identities
- Protection against retaliation, discrimination, or professional consequences
- Independent investigation of all concerns regardless of source
- Transparent process while protecting whistleblower anonymity
- Legal support and advocacy if retaliation occurs
- Secure anonymous reporting channels with encryption
Education, Training, and Continuous Improvement
Comprehensive Education Programs
We provide extensive resources to support ethical publishing practices:
Educational Resources and Support
- Comprehensive author guidelines and ethical tutorials
- Reviewer training materials and best practice guides
- Editorial staff ethics training and certification
- Case studies, examples, and prevention strategies
- Regular policy updates and change communications
- Multilingual resources for international authors
Monitoring, Compliance, and Quality Assurance
Systematic Compliance Monitoring
We employ multiple systems to ensure ongoing ethical compliance and quality:
Monitoring System | Primary Purpose | Implementation Frequency | Quality Metrics |
---|---|---|---|
Plagiarism Detection | Identify textual similarity and potential plagiarism | All submissions, automated screening | Similarity index, match analysis |
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